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front pageToday's NewsU.S. Senators blast SEC for unethical and unprofessional handling of DEBT Box case in letter to Gary Gensler

U.S. Senators blast SEC for unethical and unprofessional handling of DEBT Box case in letter to Gary Gensler

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共和党议员在给美国证券交易委员会(SEC)主席加里·根斯勒的信中责备该监管机构对DEBT Box诉讼的处理“不道德和不专业”。这封信是在2月7日发出的,信中称法院已经表示SEC在对Digital Licensing Inc.(也称为DEBT Box)的案件中做出了“实质性虚假和误导性陈述…破坏了诉讼的诚信度”。这份文件由参议院银行委员会的五位参议员签署,包括J.D.范斯(来自俄亥俄州的共和党人)和辛西娅·勒米斯(来自怀俄明州的共和党人)。

信中写道:“我们对委员会在这个案件中的行为深感担忧。任何联邦机构的这种行为都是不可接受的,尤其是那些经常参与重大法律程序并且在您的领导下通常通过执行行动而不是规则制定来推行其监管任务的机构。”


SEC律师在DEBT Box案件中做出虚假陈述

在2023年7月的一份诉状中,SEC表示DEBT Box在前48小时内关闭了33个银行账户。该机构随后表示被告方阻止调查人员查看社交媒体页面,导致法院根据该机构的要求冻结了该公司的资产。

信中指出,这实际上关闭了DEBT Box,并导致其本地代币下跌了超过56%。

SEC的执法部主任格鲁比尔·格鲁瓦尔后来承认了当时尚不知道的虚假陈述,但信中称SEC的律师在得知不准确信息后未纠正这一陈述。

“不论委员会工作人员是否有意误传证据或在无意中提出虚假信息,这个案件表明,委员会提起的其他执法案件可能值得审查,”信中写道。“很难保持对其他案件没有建立在可疑证据、混淆或明显虚假陈述的信心。”

SEC官员正在接受纠正训练

SEC已经决定撤销对DEBT Box的案件,并表示“机构官员已经采取并正在采取更广泛的纠正措施,以确保法院提出的担忧不再出现。”它还补充说,将为“参与调查和诉讼的所有执法部人员”举办“强制性”培训。培训将侧重于“诚信的重要性和及时纠正任何不准确信息”。

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