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front pageToday's NewsSEC sends warning letter to Robinhood crypto unit

SEC sends warning letter to Robinhood crypto unit

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证券交易委员会(SEC)在5月6日对罗宾汉的加密子公司提出了Wells通知,表明其打算对该公司采取执法行动。
根据提交的文件,监管机构指控罗宾汉加密违反了1934年证券交易法的“第15(a)和第17A条”。
罗宾汉的法律、合规和企业主管丹·加拉格尔在5月6日的一份声明中表示:“经过多年与SEC进行善意尝试以获得监管明确性,包括我们众所周知的‘注册并加入’尝试,我们对该机构决定对我们的美国加密业务发布Wells通知感到失望。”
他补充说:“我们坚信我们平台上列出的资产不是证券。”加拉格尔表示期待与SEC展开对话,向监管机构展示“无论是事实还是法律,对罗宾汉加密提起的任何案件都是多么薄弱”。
Wells通知是向公司发出的初步警告。它们通知公司,SEC认为自己已经拥有足够的信息来对一家公司采取行动。
罗宾汉成为今年收到此类通知的最新加密公司。MetaMask钱包开发者Consensys和去中心化交易所Uniswap在上个月也披露,它们也收到了SEC的Wells通知。
Consensys上个月对监管机构提起诉讼,质疑SEC将以太坊归类为证券。它指控SEC在监管领导性加密货币方面进行了“非法权力掌握”。
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